Annual Report to Parliament on the Administration of the Privacy Act 2018-2019

1. INTRODUCTION

The Privacy Act (Act) provides individuals with a right of access to their personal information and protects the privacy of individuals with respect to personal information under the control of government institutions.

This Annual Report was prepared in accordance with section 72 of the Act, which stipulates that annual reports on privacy shall be tabled in Parliament.

2. ABOUT THE CIVILIAN REVIEW AND COMPLAINTS COMMISSION FOR THE ROYAL CANADIAN MOUNTED POLICE

The Civilian Review and Complaints Commission for the Royal Canadian Mounted Police (CRCC) operates pursuant to the Royal Canadian Mounted Police Act, R.S.C. 1985, c. R‑10. The CRCC provides civilian review of RCMP members’ conduct in performing their policing duties so as to hold the RCMP accountable to the public.

The CRCC’s main role is to take public complaints about members of the RCMP. These complaints are then forwarded to the RCMP for initial investigation as mandated by the Royal Canadian Mounted Police Act; however, if the complainant is dissatisfied with the response that he or she receives from the RCMP, the CRCC will review the complaint with a view to determining the reasonableness of the RCMP’s response. In appropriate cases, the CRCC will undertake its own investigation or hearing into a complaint. The Chairperson of the CRCC also has the power to file his or her own complaint if he or she feels that a matter is deserving of investigation.

Additionally, even in the absence of a public complaint, the CRCC is empowered to conduct a review of RCMP activities to evaluate compliance with legislation, regulations, ministerial directions, policy, procedures and/or guidelines.

3. ATIP RESPONSIBILITIES

At the CRCC, the Access to Information and Privacy (ATIP) Unit consists solely of the ATIP Coordinator. The ATIP Coordinator processes all requests from the public and consultations from other departments or agencies. The ATIP Coordinator also provides advice to CRCC employees and senior officials on ATIP-related matters, prepares annual statistical reports, ensures the ongoing accuracy of Info Source, prepares completed Access to Information summaries for proactive disclosure on the CRCC’s website, participates in forums for the ATIP community and monitors changes in ATIP policy, guidelines and directives.

When processing requests and consultations under the Access to Information and Privacy Acts, the ATIP Coordinator also benefits from some administrative assistance from personnel in the Information Management Unit of the CRCC.

The CRCC Chairperson, under delegated authority from the Minister of Public Safety, provides the final approval for all responses on ATIP requests and consultations.

4. DELEGATION ORDER

The Minister of Public Safety has delegated full authority under the Act to the CRCC Chairperson and Senior Director, Operations. The Minister has also delegated administrative duties and functions to the CRCC ATIP Coordinator. The most recent delegation order was signed by the Minister of Public Safety on July 4, 2016 (see Annex A).

5. PRIVACY REQUESTS RECEIVED

During the course of the reporting period, twenty-seven (27) new requests for personal information under the Act were received. One request was carried over from the previous year. Of those twenty-eight (28), twenty-one (21) requests were processed during that period and seven (7) were carried forward into 2019-2020.

Eleven (11) of the requests for personal information that were processed during 2018-2019 were from individuals seeking their personal information from public complaints or other files held by the CRCC. The other ten (10) were from individuals who erroneously applied to the CRCC to obtain law enforcement information from the RCMP or other institutions.

6. STATISTICAL REPORT

The twenty-seven (27) Privacy requests received by the CRCC in 2018-2019 represent a considerable increase over the number of Privacy requests received in recent years:

2018-19 27
2017-18 11
2016-17 9
2015-16 7

Of the twenty-one (21) requests processed during the reporting period, one (1) was released without redaction and nine (9) were released with exemptions claimed under paragraph 19(1)(c) (Provincial government information), sub-paragraph 22(1)(a)(i) (Information obtained by an investigative body), paragraph 22(1)(b) (Information the disclosure of which could be injurious to lawful investigations), section 25 (Safety of individuals), section 26 (Personal information of a third party), and section 27 (Solicitor-client privilege) of the Privacy Act. In the other eleven (11) requests, no records were found to exist.

External consultation was required for seven (7) requests.

The statutory deadlines were not met for six (6) requests (three were due to external consultation, while the other three were due to workload). Therefore, fifteen (15) of the twenty-one (21) requests processed (71%) were responded to within the established timelines.

The total number of pages processed for the ten (10) requests where information was found to exist was 5,625 pages.

During the reporting period, the CRCC received two (2) requests for correction of personal information. The CRCC refused the corrections and attached notations to the records.

Three (3) consultations were received from other Government of Canada institutions during the reporting period. These consultations all related to documents having to do with public complaints against RCMP members. All three consultations were closed during the reporting period, resulting in 44 pages processed.

See Annex B for the Statistical Report.

7. TRAINING

During the reporting period, CRCC employees participated in a group session that highlighted Offices of Primary Interest’s responsibilities relating to access to information and privacy.

8. SIGNIFICANT CHANGES

During the reporting period, the CRCC began using the ATIP Online Request Service (AORS). This service provides Canadians with a convenient way to submit their Privacy requests electronically. Since joining the AORS service, the CRCC has noticed a marked increase of Privacy requests from individuals who erroneously applied to the CRCC to obtain law enforcement information from the RCMP or other institutions.

9. MONITORING OF TIMELINESS

The CRCC monitors the time to process Privacy requests through its case management software. The ATIP Coordinator keeps track of upcoming deadlines for requests and consultations. Reminders of approaching deadlines are provided to senior management at least once a month. The ATIP Coordinator meets regularly with the CRCC Chairperson and Legal Counsel to discuss various issues pertaining to in-progress ATIP files.

10. PRIVACY IMPACT ASSESSMENTS

The CRCC has one privacy impact assessment in progress. Once it is finalized, the CRCC plans to submit it to Treasury Board and the Privacy Commissioner.

11. PRIVACY BREACHES

There were no material privacy breaches at the CRCC during the reporting period.

12. DISCLOSURES MADE PURSUANT TO PARAGRAPH 8(2)(m) OF THE PRIVACY ACT

There were no disclosures made under paragraph 8(2)(m) during the reporting period.

13. COMPLAINTS

There were four (4) complaints filed against the CRCC during the reporting period, all by the same requester. One complaint involved a time extension due to the large volume of records pertinent to a request. Once the response package was sent to the requester, the Office of the Privacy Commissioner determined that the complaint was “well-founded, resolved.” The other three (3) complaints were still under investigation by the Office of the Privacy Commissioner on March 31, 2019 (i.e. two involved refusals to make corrections and one related to exemptions applied by the CRCC). Four (4) complaints that were filed against the CRCC during the previous period by the same requester (i.e. two involved refusals to make corrections and two related to exemptions applied by the CRCC) were also still under investigation by the Office of the Privacy Commissioner on March 31, 2019.

There were no audits or other investigations conducted during the reporting period.

Appendix A: Delegation Order

The Minister of Public Safety Canada, pursuant to section 73 of the Privacy Act*, hereby designates the persons holding the positions set out below, or acting in those positions, to exercise the powers and perform the duties and functions of the Minister as the head of a government institution, that is, the Civilian Review and Complaints Commission for the RCMP, under the section of the Act set out opposite each position.

Delegation Order – Privacy Act
Section Chairperson Senior Director, Operations ATIP Coordinator
8(2)(j) Disclosure for research purposes
 
8(2)(m) Disclosure in the public interest or in the interest of the individual
 
8(4) Copies of requests under 8(2)(e) to be retained
8(5) Notice of disclosure under 8(2)(m)
 
9(1) Record of disclosures to be retained
 
9(4) Consistent uses
 
10 Personal information to be included in personal information banks
 
14 Notice when access requested
15 Extension of time limits
17(2)(b) Language of access
17(3)(b) Access to personal information in alternative format
18(2) Exemption (exempt bank) – Disclosure may be refused
 
19(1) Exemption – Personal information obtained in confidence
 
19(2) Exemption – Where authorized to disclose
 
20 Exemption – Federal-provincial affairs
 
21 Exemption – International affairs and defence
 
22 Exemption – Law enforcement and investigations
 
22.3 Exemption – Public Servants Disclosure Protection Act
 
23 Exemption – Security clearances
 
24 Exemption – Individuals sentenced for an offence
 
25 Exemption – Safety of individuals
 
26 Exemption – Information about another individual
 
27 Exemption – Solicitor-client privilege
 
28 Exemption – Medical record
 
31 Notice of intention to investigate
33(2) Right to make representation
35(1) Findings and recommendations of Privacy Commissioner (complaints)
35(4) Access to be given
36(3) Report of findings and recommendations (exempt banks)
37(3) Report of findings and recommendations (compliance review)
51(2)(b) Special rules for hearings
 
51(3) Ex parte representations
 
72(1) Annual report to Parliament
 
Delegation Order – Privacy Regulations
Section Chairperson Senior Director, Operations ATIP Coordinator
7 Retention for 2 years
9 Reasonable facilities and time provided to examine personal information

11(2)

Notification that correction to personal information has been made

11(4)

Notification that correction to personal information has been refused

13(1)

Disclosure of personal information relating to physical or mental health may be made to a qualified medical practitioner or psychologist for an opinion on whether to release information to the requestor

14

Disclosure of personal information relating to physical or mental health may be made to a requestor in the presence of a qualified medical practitioner or psychologist

Dated, at the City of Ottawa, 4th of July 2016.

Signed by the Honourable Ralph Goodale, P.C., M.P., Minister of Public Safety Canada

Appendix B: Statistical Report

Reporting period: 2018-04-01 to 2019-03-31

Part 1: Requests Under the Privacy Act

  Number of Requests
Received during reporting period 27
Outstanding from previous reporting period 1
Total 28
Closed during reporting period 21
Carried over to next reporting period 7

Part 2: Requests Closed During the Reporting Period

2.1 Disposition and completion time

Disposition of Requests Completion Time
1 to 15 Days 16 to 30 Days 31 to 60 Days 61 to 120 Days 121 to 180 Days 181 to 365 Days More Than 365 Days Total
All disclosed 0 1 0 0 0 0 0 1
Disclosed in part 0 1 2 5 1 0 0 9
All exempted 0 0 0 0 0 0 0 0
All excluded 0 0 0 0 0 0 0 0
No records exist 6 5 0 0 0 0 0 11
Request abandoned 0 0 0 0 0 0 0 0
Neither confirmed nor denied 0 0 0 0 0 0 0 0
Total 6 7 2 5 1 0 0 21

2.2 Exemptions

Section Number of Requests Section Number of Requests Section Number of Requests
18(2) 0 22(1)(a)(i) 1 23(a) 0
19(1)(a) 0 22(1)(a)(ii) 0 23(b) 0
19(1)(b) 0 22(1)(a)(iii) 0 24(a) 0
19(1)(c) 1 22(1)(b) 1 24(b) 0
19(1)(d) 0 22(1)(c) 0 25 4
19(1)(e) 0 22(2) 0 26 8
19(1)(f) 0 22.1 0 27 3
20 0 22.2 0 28 0
21 0 22.3 0

2.3 Exclusions

Section Number of Requests Section Number of Requests Section Number of Requests
69(1)(a) 0 70(1) 0 70(1)(d) 0
69(1)(b) 0 70(1)(a) 0 70(1)(e) 0
69.1 0 70(1)(b) 0 70(1)(f) 0
70(1)(c) 0 70.1 0

2.4 Format of information released

Disposition Paper Electronic Other Formats
All disclosed 1 0 0
Disclosed in part 4 5 0
Total 5 5 0

2.5 Complexity

2.5.1 Relevant pages processed and disclosed
Disposition of Requests Number of Pages Processed Number of Pages Disclosed Number of Requests
All disclosed 347 347 1
Disclosed in part 5278 4531 9
All exempted 0 0 0
All excluded 0 0 0
Request abandoned 0 0 0
Neither confirmed nor denied 5652 4878 10
2.5.2 Relevant pages processed and disclosed by size of requests
Disposition Less Than 100
Pages Processed
101-500
Pages Processed
501-1000
Pages Processed
1001-5000
Pages Processed
More Than 5000
Pages Processed
Number of Requests Pages Disclosed Number of Requests Pages Disclosed Number of Requests Pages Disclosed Number of Requests Pages Disclosed Number of Requests Pages Disclosed
All disclosed 0 0 1 347 0 0 0 0 0 0
Disclosed in part 1 21 5 1054 1 909 2 2547 0 0
All exempted 0 0 0 0 0 0 0 0 0 0
All excluded 0 0 0 0 0 0 0 0 0 0
Request abandoned 0 0 0 0 0 0 0 0 0 0
Neither confirmed nor denied 0 0 0 0 0 0 0 0 0 0
Total 1 21 6 1401 1 909 2 2547 0 0
2.5.3 Other complexities
Disposition Consultation Required Assessment of Fees Legal Advice Sought Other Total
All disclosed 0 0 0 0 0
Disclosed in part 7 0 0 0 7
All exempted 0 0 0 0 0
All excluded 0 0 0 0 0
Request abandoned 0 0 0 0 0
Neither confirmed nor denied 0 0 0 0 0
Total 7 0 0 0 7

2.6 Deemed refusals

2.6.1 Reasons for not meeting statutory deadline
Number of Requests Closed Past the Statutory Deadline Principal Reason
Workload External Consultation Internal Consultation Other
6 3 3 0 0
2.6.2 Number of days past deadline
Number of Days Past Deadline Number of Requests Past Deadline Where No Extension Was Taken Number of Requests Past Deadline Where An Extension Was Taken Total
1 to 15 days 0 2 2
16 to 30 days 0 0 0
31 to 60 days 2 1 3
61 to 120 days 0 1 1
121 to 180 days 0 0 0
181 to 365 days 0 0 0
More than 365 days 0 0 0
Total 2 4 6

2.7 Requests for translation

Translation Requests Accepted Refused Total
English to French 0 0 0
French to English 0 0 0
Total 0 0 0

Part 3: Disclosures Under Subsections 8(2) and 8(5)

Total
Paragraph 8(2)(e) Paragraph 8(2)(m) Subsection 8(5)
0 0 0 0

Part 4: Requests for Correction of Personal Information and Notations

Disposition for Correction Requests Received Number
Notations attached 2
Requests for correction accepted 0
Total 2

Part 5: Extensions

5.1  Reasons for extensions and disposition of requests

Disposition of Requests Where an Extension Was Taken 15(a)(i)
Interference With Operations
15(a)(ii)
Consultation
15(b)
Translation or Conversion
Section 70 Other
All disclosed 0 0 0 0
Disclosed in part 2 0 6 0
All exempted 0 0 0 0
All excluded 0 0 0 0
No records exist 0 0 0 0
Request abandoned 0 0 0 0
Total 2 0 6 0

5.2 Length of extensions

Length of Extensions 15(a)(i)
Interference with operations
15(a)(ii)
Consultation
15(b)
Translation purposes
Section 70 Other
1 to 15 days 0 0 0 0
16 to 30 days 2 0 6 0
Total 2 0 6 0

Part 6: Consultations Received From Other Institutions and Organizations

6.1  Consultations received from other Government of Canada institutions and other organizations

Consultations Other Government of Canada Institutions Number of Pages to Review Other Organizations Number of Pages to Review
Received during reporting period 3 44 0 0
Outstanding from the previous reporting period 0 0 0 0
Total 3 44 0 0
Closed during the reporting period 3 44 0 0
Pending at the end of the reporting period 0 0 0 0

6.2 Recommendations and completion time for consultations received from other Government of Canada institutions

Recommendation Number of Days Required to Complete Consultation Requests
1 to 15 Days 16 to 30 Days 31 to 60 Days 61 to 120 Days 121 to 180 Days 181 to 365 Days More Than 365 Days Total
All disclosed 2 0 0 0 0 0 0 2
Disclose in part 1 0 0 0 0 0 0 1
All exempted 0 0 0 0 0 0 0 0
All excluded 0 0 0 0 0 0 0 0
Consult other institution 0 0 0 0 0 0 0 0
Other 0 0 0 0 0 0 0 0
Total 3 0 0 0 0 0 0 3

6.3 Recommendations and completion time for consultations received from other organizations

Recommendation Number of Days Required to Complete Consultation Requests
1 to 15 Days 16 to 30 Days 31 to 60 Days 61 to 120 Days 121 to 180 Days 181 to 365 Days More Than 365 Days Total
All disclosed 0 0 0 0 0 0 0 0
Disclose in part 0 0 0 0 0 0 0 0
All Exempted 0 0 0 0 0 0 0 0
All excluded 0 0 0 0 0 0 0 0
Consult other institution 0 0 0 0 0 0 0 0
Other 0 0 0 0 0 0 0 0
Total 0 0 0 0 0 0 0 0

Part 7: Completion Time of Consultations on Cabinet Confidences

7.1 Requests with Legal Services

Number of Days Fewer Than 100 Pages Processed 101-500 Pages Processed 501-1000
Pages Processed
1001-5000
Pages Processed
More Than 5000
Pages Processed
Number of
Requests
Pages Disclosed Number of
Requests
Pages Disclosed Number of
Requests
Pages Disclosed Number of
Requests
Pages Disclosed Number of
Requests
Pages Disclosed
1 to 15 0 0 0 0 0 0 0 0 0 0
16 to 30 0 0 0 0 0 0 0 0 0 0
31 to 60 0 0 0 0 0 0 0 0 0 0
61 to 120 0 0 0 0 0 0 0 0 0 0
121 to 180 0 0 0 0 0 0 0 0 0 0
181 to 365 0 0 0 0 0 0 0 0 0 0
More than 365 0 0 0 0 0 0 0 0 0 0
Total 0 0 0 0 0 0 0 0 0 0

7.2 Requests with Privy Council Office

Number of Days Fewer Than 100 Pages Processed 101‒500 Pages Processed 501-1000
Pages Processed
1001-5000
Pages Processed
More Than 5000
Pages Processed
Number of
Requests
Pages Disclosed Number of
Requests
Pages Disclosed Number of
Requests
Pages Disclosed Number of
Requests
Pages Disclosed Number of
Requests
Pages Disclosed
1 to 15 0 0 0 0 0 0 0 0 0 0
16 to 30 0 0 0 0 0 0 0 0 0 0
31 to 60 0 0 0 0 0 0 0 0 0 0
61 to 120 0 0 0 0 0 0 0 0 0 0
121 to 180 0 0 0 0 0 0 0 0 0 0
181 to 365 0 0 0 0 0 0 0 0 0 0
More than 365 0 0 0 0 0 0 0 0 0 0
Total 0 0 0 0 0 0 0 0 0 0

Part 8: Complaints and Investigations Notices Received

Section 31 Section 33 Section 35 Court action Total
4 2 1 0 7

Part 9: Privacy Impact Accessments (PIAs)

Number of PIA(s) Completed 0

Part 10: Resources Related to the Privacy Act

10.1  Costs

Expenditures Amount
Salaries $34,690
Overtime $0
Goods and Services $385
  • Professional services contracts
$0
  • Other
$385
Total $35,075

10.2  Human Resources

Resources Person Years Dedicated to Access to Information Activities
Full-time employees 0.37
Part-time and casual employees 0.00
Regional staff 0.00
Consultants and agency personnel 0.00
Students 0.00
Total 0.37

Note: Enter values to two decimal places.

New Exemptions
Section Number of requests
22.4 National Security and Intelligence Committee 0
27.1 Patent or Trademark privilege 0
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